Broker Check
Scott Kaplan

Scott Kaplan

Investments Director


Scott has served as Director of investments for Strategies for Wealth since 2012. As Director of investments, Scott and his team are responsible for providing strategic investment advice and management to the firm’s advisors and their clients.

A graduate of Palmer College with dual degrees, Scott has devoted his professional life to assisting others achieve the highest level of financial success. He has made it his priority to build maximum wealth potential through design.  His planning process examines every area of the financial picture, integrating each facet into a single strategy unique to client goals, bringing efficiency to your goals.

Prior to joining Strategies, Scott was an advisor with Opus Advisory Group, LLC in Purchase, NY. Scott is well respected by his peers and has been interviewed by WCBS New York for his understanding of the global financial markets. He has been a perennial Leader’s Club member, and has been recognized as a Five Star Wealth Manager for Westchester County, New York in 2009 and 2010.

A native of Brooklyn, New York, he has also lived in Lawrence, Kansas and Davenport, Iowa. Scott currently resides in Larchmont, New York with his three children. In his spare time, he enjoys performing with his band, playing tennis, and coaching his children’s various sports teams.



Registered Representative & Investment Advisor with Park Avenue Securities, Financial Representative with Guardian